Dubai, UAE

About the Company

A well-established Insurance Broker is currently recruiting for a Compliance Specialist for their team in Dubai, UAE.

About the Role

  • Develop and implement an effective legal compliance program
  • Create sound internal controls and monitor adherence to them
  • Draft and revise company policies
  • Proactively audit processes, practices and documents to identify weaknesses
  • Evaluate business activities (e.g. investments) to assess compliance risk
  • Collaborate with external auditors and HR when needed
  • Review applications and compliance documents for new and agency transfer business
  • Clear world-check entries (2nd level investigations).
  • Make client verification/ welcome calls and keep notes.
  • Clear compliance application in CRM as per the stipulated turnaround times
  • Complete CDD/KYC forms for business partners.
  • Follow-up with the advisors for pending documents and making sure the new business applications are cleared on time.

About the Individual

  • Bachelor’s degree in Insurance, Business Administration or equivalent
  • Minimum 5 years of experience in a similar role in the UAE
  • Dip. CII /Cert. CII Qualification preferred
  • Experience in KYC, AML, and world-checks
  • Knowledge of regulatory and legislative policy and procedures


Salary commensurate based on Candidates’ experience


An excellent bonus scheme and other benefits


Akshaya Ananth

Recruitment Associate

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